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Polauf Law LLCStephen Polauf · Attorney at Law

Navigating Employee Leave: Responding to Leave Requests Under the FMLA

By Stephen Polauf·

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An employer’s obligations under the federal Family and Medical Leave Act and the Connecticut Family and Medical Leave Act begin before leave starts. They begin when the employee gives notice of a potentially qualifying need for leave, and the employee may give notice without mentioning either statute or the word “leave.” An employee who tells a supervisor she is scheduled for surgery, or that his mother has entered hospice care, has said enough to trigger the employer’s duties. What the employer says and does in the days that follow is regulated in detail: eligibility determinations, written notices on defined deadlines, and a designation decision that controls how the leave is counted. An incorrect or improvised initial response carries legal consequences. It can constitute interference with a statutory entitlement, and it frequently determines whether a routine medical leave ends quietly or as a Connecticut Department of Labor complaint.

Coverage and Eligibility: Federal FMLA and Connecticut FMLA

Connecticut employers may have to administer two family and medical leave statutes, and their thresholds differ. The federal FMLA, 29 U.S.C. §§ 2611(a)-(b), 2612(a)(1), covers a private employer that employs 50 or more employees in 20 or more calendar workweeks in the current or preceding calendar year. An employee is eligible after 12 months of employment, at least 1,250 hours worked during the preceding 12 months, and employment at a worksite where the employer employs at least 50 employees within 75 miles. The statute provides up to 12 weeks of unpaid, job-protected leave in a 12-month period.

The Connecticut FMLA, CGS §§ 31-51kk to 31-51qq, covers employers with one or more employees in Connecticut, subject to statutory exclusions for municipalities and local or regional boards of education. An employee becomes eligible after three months of employment, with no minimum-hours requirement. The entitlement is 12 weeks in a 12-month period, with two additional weeks for a serious health condition resulting in incapacitation during pregnancy. The statute defines family member to include a spouse, sibling, child, grandparent, grandchild, parent, and a person related by blood or affinity whose close association the employee shows to be the equivalent of a family relationship.

The statutes can diverge in application. A 30-employee company is covered by CT FMLA while falling below the federal FMLA threshold. A nine-month employee is eligible under CT FMLA but remains ineligible under federal law. Leave to care for a sibling may qualify under CT FMLA but not the federal FMLA. When both statutes apply to the same absence, the leave generally runs concurrently; the employer must satisfy each statute’s notice, certification, and restoration requirements. Connecticut Paid Leave, CGS §§ 31-49e to 31-49t, is a separate program administered by the Connecticut Paid Leave Authority that provides partial wage replacement for qualifying leave. The employee applies to the Authority for benefits. The applicable leave statute or employer policy governs the leave and reinstatement rights.

Notice Requirements: Employee and Employer Obligations

The employee’s notice obligation is modest. Where the need for leave is foreseeable — a scheduled surgery, an expected birth — the employee must give 30 days’ advance notice; where it is not, notice is due as soon as practicable. The employee may invoke the FMLA by name or simply describe the need. Notice is sufficient if it makes the employer aware of a potentially qualifying reason, and the burden then shifts to the employer to inquire further.

The employer’s notice obligations run on short deadlines. Under 29 C.F.R. § 825.300, once the employer learns that leave may be for an FMLA-qualifying reason, it generally must provide an eligibility notice within five business days, stating whether the employee is eligible and, if ineligible, at least one reason. The eligibility notice must be accompanied by a rights-and-responsibilities notice describing certification, premium payments, substitution, and the consequences of noncompliance. If the employer requires medical certification, the employee generally must receive at least 15 calendar days to provide it. Within five business days after the employer has enough information to determine whether leave is FMLA-qualifying, it must provide a designation notice. The notice must state whether the leave is designated as FMLA leave and, if so, the amount counted against the entitlement. Connecticut’s regulations contain related notice requirements, but their timing and content should be checked separately. Failure to provide required federal notices can support an interference claim; the employee must show prejudice to obtain monetary relief. The regulation does not establish a categorical rule that undesignated leave can never count against the entitlement.

Coordinating Statutory Leave With Short-Term Disability Benefits

Short-term disability is an insurance benefit, not a statutory leave entitlement. The plan document governs the benefit percentage, elimination period, definition of disability, and offsets for benefits from other sources. An employee “on short-term disability” may also be on leave under the FMLA, CT FMLA, or an employer policy. The insurance benefit and the leave are separate and follow different rules.

A recurring scenario illustrates the coordination problem. An employee purchases supplemental short-term disability coverage through payroll deduction. The employee handbook describes the plan as paying 60% of weekly wages. The employee goes out on a qualifying medical leave, applies for CT Paid Leave benefits, files the STD claim — and learns for the first time that the policy offsets state paid-leave benefits, reducing the insurance payment to a nominal amount, perhaps $50 per week. The employee, who has paid premiums out of every paycheck, believes the employer misrepresented the benefit.

The policy may reduce the STD benefit by amounts payable under other programs, but that question turns on the plan language and applicable insurance law. The legal framework governing the employer’s side of the scenario has several parts:

First, leave under the FMLA and CT FMLA is a statutory entitlement. An employer must provide it when the employee meets the applicable requirements. Whether the employer offers additional paid leave is a policy question, subject to applicable law and consistent administration.

Second, the employer may designate a qualifying disability absence to run concurrently with FMLA and CT FMLA leave. The employer must follow each statute’s designation and notice rules; it cannot make the state-law conclusion depend solely on the federal notice.

Third, the substitution rules do not apply during a disability-benefit absence. Under 29 C.F.R. § 825.207(d) and Conn. Agencies Regs. § 31-51rr-21(d), an absence during which the employee receives disability plan benefits is not unpaid FMLA leave, so neither the employee nor the employer may require substitution of accrued paid leave. The parties may agree to have accrued paid leave supplement the disability benefit, such as where the plan replaces only part of the employee’s salary. The agreement should be documented.

Fourth, the handbook and plan document must be read separately. The plan document governs the insurance benefit, while the handbook may create separate expectations or obligations depending on its language and applicable law. Employers should compare benefits summaries with the plan documents and disclose material offsets. The drafting considerations are addressed further in the firm’s discussion of Connecticut employee handbooks.

Steps for Responding to a Leave Request

The response should follow an ordered process. First, treat a communication disclosing a potentially qualifying reason as a leave inquiry and route it to a trained point of contact. Second, determine coverage and eligibility under the federal FMLA and CT FMLA, and explain separately how the employee may apply for CT Paid Leave benefits. Third, issue the federal eligibility and rights-and-responsibilities notices within five business days, request certification when permitted and necessary, and issue the designation notice within five business days after obtaining enough information to determine whether the leave qualifies. Fourth, answer compensation questions from the plan documents and compare them with the handbook summary. Fifth, apply leave policies consistently and document any agreement to supplement disability benefits with accrued paid time. Keep a record of each step.

Enforcement and Employer Exposure

An employee alleging interference with or retaliation under the CT FMLA may file a complaint with the Connecticut Department of Labor within 180 calendar days of the employer action that prompted the complaint, unless good cause supports a late filing. CGS § 31-51pp(d). Federal FMLA claims carry their own remedies, including back pay, liquidated damages, and attorney’s fees. A leave dispute can also raise disability-discrimination or failure-to-accommodate issues under the ADA or CFEPA, CGS § 46a-60. Exhaustion of FMLA leave does not by itself resolve whether additional leave or another accommodation is reasonable; the employer must conduct the applicable accommodation analysis before taking action based on the employee’s medical limitations.

Connecticut employers should review their leave policies, handbook summaries, and notice procedures against the statutes and plan documents, especially if they have not been revisited since Connecticut Paid Leave began paying benefits.